List of Unit Investment Trust (UIT) Marketing Personnel

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SUPERVISION AND EXAMINATION SECTOR OFFICE OF THE DEPUTY GOVERNOR

CIRCULAR LETTER NO. CL-2007- 01 3

To: ALL BANKS AND NON-BANK FINANCiAL INSTITUTIONS WITH

TRUST FUNCTIONS

Subject: List of Unit Investment Trust (UiT) Marketing Personnel

personnel who have completed the standardized training program as required funds (UrTFs) are required to submit the list of their designated UIT marketing and non-bank financial institutions (NBFI) administering unit investment trust under Circular No. 447, dated 3 September 2004. For the purpose of establishing a central database, ail trust-licensed banks

minimum information: (a) name of personnel and official designation/position; (b) current place of assignment; (c) date and place of training, (d) training institution, if applicable, and (e) date and place of examination. It shall be submitted, in the attached excel fie format, within twelve (12) banking days from date of this Circular Letter to the: The list, to be submitted in soft and hard copies, shall contain the following

5th Fir, Multi-Storey Bidg. Trust Examination Group Supervision and Examination Sector Bangko Sentral ng Pilipinas Complex Vito Cruz cor. Mabini Sts., Manila

and be responsible for immediately updating the BsP of any changes thereon. The Trust Officer shall certify the subiect list of UIT marketing personnel

For strict compliance

Nestor a.es Penilla

Deputy Governor

March 2007

Att: als

Pananalaping Matatag, BanSang Panatag

A. Mabini St., Maiate 1004 Manila, Phitippines Trunkline (632) 524-70-11 URL:www.bsp.gov.ph e-mait: [email protected]

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