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Showing 1–2 of 2 articles for “brokerage”

Brokerage Disputes and Jurisdiction: Lessons from Ku v. RCBC Securities

A look at Ku v. RCBC Securities on RTC jurisdiction over brokerage disputes and the rules on docket fees.

Brokerage Obligations Accounting FOR Stock Certificates AND Exchange Liabilities

Philippine Supreme Court clarifies stockbroker duties: accounting for missing certificates, PSE's right to sell pledged seats, and client refunds.