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Showing 1–2 of 2 articles for “corporate filings”

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Jul 20, 2015 securities regulation due process sec corporate filings reportorial requirements administrative law

SEC Revocation of Securities Registration: Due Process in Corporate Filings

Supreme Court clarifies when SEC may revoke a corporation's securities registration for reportorial lapses without a separate hearing.

Apr 5, 2010 civil procedure corporate law forum shopping substantial compliance verification court of appeals

Substantial Compliance in Corporate Filings: When Imperfect Paperwork Doesn't Sink the Ship

Philippine Supreme Court clarifies when defective corporate verification and non-forum shopping certifications may be cured by substantial compliance.