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Showing 1–4 of 4 articles for “sec revocation”

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Jun 7, 2017 corporation law stockholder rights right to information sec revocation corporate records criminal liability

Stockholder Rights to Corporate Records Survive SEC Revocation, SC Rules

Supreme Court affirms that a stockholder's right to inspect corporate records continues even after SEC registration is revoked, upholding criminal liability of officers who refuse access.

Jul 20, 2015 securities regulation due process sec administrative law securities registration reportorial requirements

SEC Revocation of Securities Registration: Due Process in Administrative Regulation

Supreme Court clarifies when SEC may revoke securities registration without a separate hearing, distinguishing regulatory from quasi-judicial powers.

Jul 20, 2015 securities regulation due process sec corporate filings reportorial requirements administrative law

SEC Revocation of Securities Registration: Due Process in Corporate Filings

Supreme Court clarifies when SEC may revoke a corporation's securities registration for reportorial lapses without a separate hearing.

Jul 20, 2015 securities regulation sec due process registration revocation securities regulation code

SEC Revocation of Securities Registration: When Due Process Is Satisfied

Supreme Court clarifies when SEC revocation of securities registration complies with due process, and what issuers must do.