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Showing 1–3 of 3 articles for “securities act”

SEC Cease and Desist Orders in the Philippines: How They Work and How to Respond

An SEC cease and desist order in the Philippines stops alleged fraudulent securities activity. Learn when the SEC issues one and how to respond.

Speedy Trial Rights When Agreement Nullifies Delay In Securities Act Cases

Supreme Court ruling on when an accused's agreement to defer trial negates claims of speedy trial violation in securities cases.

Timeshare Contracts and SEC Registration: What Buyers Should Know

Supreme Court clarifies that unregistered timeshare sales violate the Securities Act, and buyers may rescind such contracts.