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Showing 1–2 of 2 articles for “stockbroker”

Brokers Breach Unauthorized Stock Sales AND Fiduciary Duty IN Philippine LAW

Philippine Supreme Court clarifies stockbroker liability for unauthorized share sales and fiduciary duties under the Civil Code.

Brokerage Obligations Accounting FOR Stock Certificates AND Exchange Liabilities

Philippine Supreme Court clarifies stockbroker duties: accounting for missing certificates, PSE's right to sell pledged seats, and client refunds.