List of Unit Investment Trust (UIT) Marketing Personnel
CIRCULAR LETTER NO. CL-2007-013
To: ALL BANKS AND NON-BANK FINANCIAL INSTITUTIONS WITH TRUST FUNCTIONS
Subject: List of Unit Investment Trust (UIT) Marketing Personnel
For the purpose of establishing a central database, all trust-licensed banks and non-bank financial institutions (NBFI) administering unit investment trust funds (UITFs) are required to submit the list of their designated UIT marketing personnel who have completed the standardized training program as required under Circular No. 447, dated 3 September 2004.
The list, to be submitted in soft and hard copies, shall contain the following minimum information: (a) name of personnel and official designation/position; (b) current place of assignment; (c) date and place of training, (d) training institution, if applicable, and (e) date and place of examination. It shall be submitted, in the attached excel file format, within twelve (12) banking days from date of this Circular Letter to the:
Trust Examination Group Supervision and Examination Sector 5th Flr, Multi-Storey Bldg. Bangko Sentral ng Pilipinas Complex Vito Cruz cor. Mabini Sts., Manila
The Trust Officer shall certify the subject list of UIT marketing personnel and be responsible for immediately updating the BSP of any changes thereon.
For strict compliance.
NESTOR A. ESPENILLA, JR. Deputy Governor
More in BSP Circular Letters
- Lost Bangko Sentral Registration Document (BSRD)(BSP Circular Letter No. CL-2023-001)
- Approved Applications for New Banking Offices and Banking Offices which Opened/Re-Opened(BSP Circular Letter No. CL02222006)
- Lost Bangko Sentral Registration Document (BSRD)(BSP Circular Letter No. CL-2025-015)
- Bankers Institute of the Philippines, Inc. (BAIPhil) Training and Development Week(BSP Circular Letter No. CL-2016-012)
- Lost Bangko Sentral Registration Documents (BSRDs)(BSP Circular Letter No. CL-2017-055)
- Computation of the US$ equivalent of Dollar Linked Peso Notes (DLPNs) issued by ROP in Tranches and the Amount of DLPNs to be excluded in the Bank’s Daily Consolidated Foreign Exchange Position Report (CFXPR)(BSP Circular Letter No. CL07232003)
- To authorize Citibank-Manila to allow its DDTS clearing accounts which are foreign currency deposit units (FCDU) accounts, to accept deposits and withdrawals related to both FCDU and Regular book accounts of participating banks(BSP Circular Letter No. CL08031994)
- Consolidated Daily Report of Estimated Duties on Import Transactions and Deposits Collected Therefrom Pursuant to CB Circular No. 909(BSP Circular Letter No. CL08101993)
Want an analysis of this document?
Ask ASG Legal AI to summarize it, compare it with other rulings, or explain how it applies to your situation — it researches from this same library.