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Showing 1–2 of 2 articles for “stock trading”

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Feb 27, 2006 securities law stock trading broker liability pari delicto revised securities act commercial law

Stock Trading Risks: Broker and Investor Duties in the Philippines

A Supreme Court ruling clarifies when brokers and investors are liable for unpaid stock trades and how the pari delicto rule applies.

Mar 27, 1998 burden of proof portfolio management securities law stock trading commercial law evidence

Burden of Proof in Stock Trading: Why Unverified Profit Statements Fail in Court

A portfolio manager sued for fees but lost because his profit statements were unverified. The Supreme Court explains why proof matters.